Legal Resources

The Kentucky Department of Financial Institutions (DFI) has the assistance of the Office of Legal Services, which provides a general counsel and a staff of five knowledgeable attorneys. The attorneys represent the agency in all litigation and enforcement actions.

To navigate through the Legal Resources portion of DFI's Web site, please use the channels located at left. The Statutes and Regulations page can also be found at left. Click the following link to return to DFI's home page.

Department of Financial Institutions
1025 Capital Center Drive
Suite 200
Frankfort, KY 40601
Phone: 502-573-3390
Toll free:  800-223-2579
Fax: 502-573-0086
E-mail: dfi@ky.gov